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FMA imposes sanction against the persons responsible of Swiss Life Select Österreich GmbH for a breach against the Securities Supervision Act (WAG 2018)

FMA imposes sanction against a retail investor for a breach against insider trading rules

FMA imposes sanction against a private investor for a breach of the ban on market manipulation

FMA imposes sanction against Erste Asset Management GmbH for breaches against the Investment Funds Act 2011 (InvFG 2011)

FMA imposes sanction for delayed notification of a proprietary trade

FMA imposes sanction for a breach of the prohibition on trading

Announcement: FMA imposes sanction against Wiener Privatbank SE for a breach of the regulations in relation to reporting obligations towards retail clients as well as on appropriate information for clients

FMA imposes sanction for delayed notification of a proprietary trade

FMA imposes sanction for delayed notification of proprietary trading

FMA imposes sanction against Erste Bank der oesterreichischen Sparkassen AG for a breach of organisational regulations in relation to appropriate information for clients