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FMA Q4 2016 Report on the Supervision of Capital Market Prospectuses: FMA approved 53 prospectuses and 71 supplements in 2016

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FMA approved 53 prospectuses and 71 supplements in 2016

Suspension of Unit Certificate Trading

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Perpetuum Fund

CAREER Competence

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22 March 2017, Innsbruck

Granting of Licence

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Bancroft Private Equity GmbH

FMA Report for Q4 2016 on Austrian Pensionskassen

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Assets managed € 20.8 bn, investment performance for 2016 +4.2%

NGB Consulting

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The FMA warns investors against the conclusion of investment services requiring a licence with this provider.

www.schmidtkarlludwig.com

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The FMA warns investors against the conclusion of investment services requiring a licence with this provider.

Suspension of unit certificate trading

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Vienna Global Fund

Portfolio Transfer from Aviva Annuity UK Limited to Aviva Life & Pensions UK Limited

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Portfolio Transfer from Aviva Annuity UK Limited to Aviva Life & Pensions UK Limited

Licence withdrawn from Gable Insurance AG

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Gable Insurance AG

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