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Planned Portfolio Transfer from AXA Wealth Limited to Phoenix Life Limited
AXA Wealth Limited to Phoenix Life Limited
Planned Portfolio Transfer from KX Reinsurance Company Limited and OX Reinsurance Company Limited to Catalina London Limited
KX Reinsurance Company Limited & OX Reinsurance Company Limited to Catalina London Limited
Licence Changes
Granting of licences to provide activities within an insurance class
Smith & Smith Financial Brokerage
The FMA warns investors against the conclusion of investment services requiring a licence with this provider.
Zurich Assurance Ltd transfers part of its life insurance contracts to Rothesay Life plc
Zurich Assurance Ltd to Rothesay Life plc
Labama Financial Consulting
The FMA warns investors against the conclusion of investment services requiring a licence with this provider.
Change of Legal Form of C-QUADRAT Wealth Management AG
C-QUADRAT Wealth Management AG becomes C-QUADRAT Wealth Management GmbH
PERGAMUS TRANSATLANTIC SERVICES
The FMA warns investors against the conclusion of investment services requiring a licence with this provider.
kwbenson
The FMA warns investors against the conclusion of investment services requiring a licence with this provider.
Announcement: FMA imposes a sanction against the responsible agent of the Erste Bank der österreichischen Sparkassen AG for a breach against the Securities Supervision Act 2007 (WAG 2007)
FMA imposes a sanction for a breach of the Securities Supervision Act 2007 (WAG 2007; Wertpapieraufsichtsgesetz 2007)