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FMA strengthens Investor Protection: Circular on the Qualification of Investment Advisors
Circular on the Qualification of Investment Advisors
Cavendish & Finch
The FMA warns investors against the conclusion of investment services requiring a licence with this provider.
Merger of SUPRIS Financial IT-Solution with SUPRIS Investment-Service GmbH
SUPRIS Financial IT-Solution GmbH and SUPRIS Investment-Service GmbH
MOREL & WENDEL SA
The FMA warns investors against the conclusion of investment services requiring a licence with this provider.
Announcement: FMA imposes sanction against responsible representative of WIENWERT AG for breaches against the Capital Market Act
Multiple breaches against the Capital Market Act – misleading advertising
FMA approves conversion of “KA Finanz AG” into a wind-down entity under BaSAG
conversion of “KA Finanz AG”, previously a licenced bank into a wind-down entity
Suspension of Unit Certificate Trading
GAC OE highly diversified moderate owner’s edition
Suspension of Unit Certificate Trading
Tury Global Opportunities Equity
FMA Q2 2017 Report on the Supervision of Capital Market Prospectuses FMA approves 24 prospectuses and 25 supplements
FMA approved 24 prospectuses and 25 supplements
FMA Market Analysis
Austria’s supervised AIFMs manage 1,045 funds with assets under management totalling € 125 bn