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Portfolio Transfer from Martinsurance dac to White Rock Insurance (Europe) PCC Limited in respect of cell A45

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from Martinsurance dac to White Rock Insurance (Europe) PCC Limited in respect of cell A45

Portfolio Transfer from Legal and General Assurance Society Limited to ReAssure Limited

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from Legal and General Assurance Society Limited to ReAssure Limited

Q2 2019 FMA Report on Supervision of Capital Markets Prospectuses: FMA approved 24 prospectuses and 32 supplements

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FMA approved 24 prospectuses and 32 supplements

TorOption (Smart Choice Zone LP)

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The FMA warns investors against concluding banking transactions requiring a licence with this provider.

Q2 2019 FMA Report on Asset Management: managed assets increase by +6.6% to € 185.2 bn

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managed assets increase by +6.6% to € 185.2 bn

Q2 2019 FMA Report on Austrian Pensionskassen: Assets under Management increased by 2.2% to € 23.1 billion; investment performance +1.7%

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Assets under Management increased by 2.2% to € 23.1 billion; investment performance +1.7%

Announcement: FMA imposes sanction against a private investor for breach against the Market Abuse Regulation (MAR) – Regulation (EU) 596/2014

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FMA imposes sanction against a private investor for breach against the Market Abuse Regulation

Announcement: FMA imposes sanction against Anglo Austrian AAB Bank AG (formerly Meinl Bank AG) for breaches against the Banking Act (BWG) as well as against a person responsible at the time of the offences being committed against the Banking Act (BWG) and the Securities Supervision Act (WAG 2007)

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FMA imposes sanction against Anglo Austrian AAB Bank AG (formerly Meinl Bank AG) for breaches against the BWG as well as against a person responsible at the time of the offences being committed against the BWG and the WAG 2007

DAX-300 (ELRICS Brothers Ltd.)

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The FMA warns investors against concluding banking transactions requiring a licence with this provider.

AFX Markets Limited

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FCA places British investment firm into special administration

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