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Announcement: FMA imposes sanction against a retail investor for a breach against the Market Abuse Regulation (MAR) (Regulation (EU) 596/2014)

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FMA imposes sanction against a private investor for a breach against the Market Abuse Regulation (MAR) (Regulation (EU) 596/2014)

Announcement: FMA imposes sanction against a retail investor for a breach against the Market Abuse Regulation (MAR) (Regulation (EU) 596/2014)

Release Date: |
Categories:

FMA imposes sanction against a private investor for a breach against the Market Abuse Regulation (MAR) (Regulation (EU) 596/2014)

Financial Sector Assessment Program (FSAP): IMF Country Report 2019

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The report from the IMF Country Assessment in 2109 can be found here

FSAP 2019: The International Monetary Fund gives the Austrian financial system a positive report

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International Monetary Fund gives the Austrian financial system a positive report

Compass Consulting Group

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The FMA warns investors against concluding investment transactions requiring a licence with this provider.

Swissinv24 Ltd

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The FMA warns investors against concluding banking transactions requiring a licence with this provider

KJ Invest Capital Ltd

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The FMA warns investors against concluding investment transactions requiring a licence with this provider.

Lapsing of Licence

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HSBC Global Asset Management (Österreich) GmbH

Portfolio Transfer from ADRIATIC SLOVENICA Zavarovalna družba d.d. to GENERALI zavarovalnica d.d.

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Portfolio Transfer from ADRIATIC SLOVENICA Zavarovalna družba d.d. to GENERALI zavarovalnica d.d.

Prestige Financial Markets

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The FMA warns investors against concluding banking transactions requiring a licence with this provider

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